Trusted Guidance for Every Stage of Your Family Investment Company
A Family Investment Company (“FIC Structure”) is a popular vehicle for clients who are interested in estate planning. Since the overhaul of the trust tax legislation in 2006, FICs are now considered to be another option to succession planning, alongside trusts, which enables families to retain control in preserving their wealth in a tax-efficient manner.
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Our Family Investment Company (FIC) advisory services include:
Our Family Investment Company (FIC) advisory services include:
- Advising on the full lifecycle of a Family Investment Company, from initial structuring and incorporation through to bank account establishment and ongoing corporate compliance.
- Designing the legal and governance framework for the FIC, including shareholder agreements, articles of association, trusts and long-term succession planning.
- Preparing family governance documentation, such as family charters, family constitutions and succession policies to support intergenerational wealth stewardship.
- Advising on the most appropriate ownership structures, including the interaction between FICs, trusts and other wealth-planning vehicles.
- Structuring share classes and rights, including alphabet shares and the allocation of voting, capital and income rights to achieve tax efficiency and family control.
- Advising on the types of assets held within the FIC, including investment portfolios, cash, real estate and private investments.
- Guidance on onshore and offshore structuring considerations, including jurisdictional and regulatory factors.
- Coordinating with corporate colleagues, tax advisers, accountants, and investment managers to ensure the structure aligns with the family’s wider tax, investment and succession objectives.
- Advising directors and shareholders on ongoing governance, fiduciary duties and regulatory compliance.
Risks of Not having a FIC
- Loss of control in asset distribution
- Assets could pass to unintended parties
- Double taxation
- Difficulty in dealing with the estate administration after death
Tailored Private Client Family Investment Company structure services for long-term wealth preservation
Each Family Investment Company scenario is considered on a case-by-case basis. For further advice and guidance on this topic, please get in touch with the experienced solicitors at Private Client Solicitors by email on enquiries@privateclientsolicitors.co.uk or by calling 0161 509 5020.
FAQs
What is a Family Investment Company?
A FIC is a private investment company whose shareholders are family members. The company can be structured to suit the family’s specific needs, and its documents (such as the Memorandum, Articles of Association, and Shareholders’ Agreement) will specify how specific family members will benefit with respect to voting rights, future profits, income, and/or capital. Different classes of shareholdings allow individuals to differentiate between the tax planning and succession needs of all family members.
What are some of the benefits to a FIC?
-There are no restrictions on the levels of capital introduced.
-It works very well for assets which do not attract IHT reliefs (such as investments and cash).
-You can either pass income-generating assets to grandchildren directly, or via a trust to utilise their own tax breaks whilst retaining control, which makes the FIC more attractive.
Who controls the FIC?
Different family members retain control through shares, directorships and loan agreements. The original donor of the gift would still have some control over the company and its assets, but capital value will have started to be moved away from the estate of the donor to heirs, either at the outset or during the lifecycle of the FIC.
Should I review my existing FIC paperwork?
Absolutely! In short, your FIC paperwork should be reviewed yearly to ensure the structure remains legally sound, tax efficient and aligned with family goals.
How does an FIC differ from a trust?
– A FIC is a company governed as a private company, under the Companies Act 2006, whereas a trust is a legal arrangement governed by a trust deed and trustees.
– A FIC offers more flexibility through customised share classes, making it easier to pass growth to younger generations while retaining control.
Is a FIC right for you?
Might be appropriate if:
– You have inheritance tax concerns
– Wish to retain some control while passing wealth to family members
– Are considering alternatives to trusts
– Want a long-term succession planning structure
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Our service is fully authorised and regulated by the Solicitors Regulation Authority, ensuring trusted legal expertise and complete peace of mind.
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We are happy to have an initial no obligation telephone call, in person or online to understand your estate requirements. From there, we prepare legally valid documents, provide advice on probate and estate administration, and arrange secure storage for your records. Whether you are planning for the future or managing the estate of a loved one, our solicitors offer clarity, sensitivity, and expertise at every stage.








